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Of
all the forms of speech that the founders sought to protect, most scholars
believe that political communication received their highest priority. Certainly the courts have often
concurred.1 After all it was political
communication that allowed the founders to translate the theories of John
Locke, Jean Jacques Rouseau, John Milton and John Stuart Mill into a pragmatic plan for
government. It was political
communication that allowed the arguments of Thomas Payne to flow through the
propaganda machine of Samuel Adams to help foment revolution. From the great speeches of Patrick
Henry to the intense debates surrounding the ratification of the Constitution
and the Bill of Rights, political communication played a major role in refining
democratic republicanism.
Once
the new nation was established, political communication continued to play a
large role. Thomas Jefferson and
James Madison defended American's rights against the Alien and Sedition Acts. Frederick Douglass and Angelina Grimke
spoke out against slavery. Native
American chiefs pled the case of their peoples before Congress. Abraham Lincoln and Stephen Douglas
debated states rights. Woodrow
Wilson and Franklin Roosevelt justified entries in world wars on the grounds
that American values should be spread to the rest of the world.
However,
not all political communication has been as high minded. During the Alien and Sedition crisis
(1796-1801)Federalists accused Jefferson of harboring subversives in his State
Department and their opponents of being traitors. Lincoln accused Douglas of being part of a government
conspiracy to spread slavery into the territories. Wilson justified a witch hunt to locate "reds"
during and after World War I; Roosevelt justified the internment of Americans
of Japanese descent during World War II.
Senator Joseph McCarthy engaged in a campaign of exaggeration, guilt by
association, and outright lies in the early 1950s. Currently, America faces a crisis of confidence in political
communication contained in sound bites on the evening news and campaign
commercials made on Madison Avenue.
All
of this rhetoric is protected because our system of government is based on
important Enlightenment principles.
Jefferson put it best when he said, "For here we are not afraid to
follow truth wherever it may lead, nor to tolerate any error so long as reason
is left to combat it."
Nonetheless, Congress regularly tries to level the playing field among
politicians and these efforts sometimes cross constitutional lines.
We
begin our investigation of the restrictions imposed on political speech by
exploring attempts to control and reform political communication. This investigation requires a review of
the rationale for restrictions on political speech.
I. Historic Censorship of Political Speech
There
are various rationales for curtailing freedom of expression. These include defamation, libel,
slander, obscenity, and communication that presents a clear and present danger
to another or to the nation. Some
of these have been used to curtail political speakers.
For
example, by 1798, the year the Alien and Sedition Laws were passed, over 300
United States ships had been sunk or commandeered by the French. The nine-year-old French revolution had
fallen into the hands of the radical Directory. Hundreds of nobles, including the King and Queen of France,
had been sent to the guillotine.
The Directory vowed to spread its ideology across Europe by force.
Vice
President Jefferson and members of his party debated Federalists about the
extent to which that threat was real for the United States. Jefferson had been Minister to France
during its revolution. He had also
been Secretary of State of the United States. As Vice President, he tried to dampen fears of a foreign
invasion and openly opposed President Adam’s call for a more stringent policy
of immigration. The Federalists
countered by arguing that the external threat of war with France was only one
part of the story. The other was
an internal threat from “Philosophes” and “Jacobins” who had infiltrated the
country and, according to Congressman Otis, even served in Jefferson’s State
Department.
Federalists
under the direction of Alexander Hamilton produced an ambitious legislative
package, which resulted in the passage of the following laws. The Naturalization Act
forbade aliens from being admitted to citizenship unless they had has resided
in the United States for at least fourteen years. No native, citizen, subject, or resident of a country with
which the United States was at war could
be admitted to citizenship.
The Alien Act allowed the president to order all aliens that he
judged to be dangerous to the peace and safety of the United States to
depart. The Alien Enemies Act
held that when war is declared or invasion threatened, all natives, citizens,
denizens, or subjects of the hostile nation, being males of the age of fourteen
years and upwards, who shall be within the United States, and not actually
naturalized, shall be liable to be apprehended, restrained, secured and
removed, as alien enemies.2 The Sedition Act held that any persons
combining or conspiring with intent to oppose any measure or measures of the
government of the United States shall be liable to fines up to $5,000 and
imprisonment up to five years. Any
person writing, uttering, or publishing any false, scandalous and malicious writing
or writings against the government, the Congress, or the president shall be
liable to fine up to $2,000 and imprisonment up to two years.
Eventually,
war with France was avoided and Jefferson was elected president. The above laws had a sunset clause set
for the day of Jefferson’s inaugural. He rightly allowed the laws to lapse and in his inaugural
address called tolerance and freedom of expression.
During
the Civil War, President Lincoln suspended the writ of habeas corpus first in
Maryland and then in southern Ohio because of its sympathy for slavery and
states' rights and its geographic location. Reluctantly, Lincoln took the action against Maryland so
that he could prevent its legislature from meeting and voting for secession. In September of 1861, nine members of
the Maryland legislature were arrested.
It was the first time a president of the United States had prevented a
state legislature from meeting and was a clear violation of their
constitutional rights. However,
the threat of Civil War was so severe that Lincoln felt justified in his
unprecedented action.
The
same would be true in Ohio. During
his campaign for governor of Ohio, Congressman Clement L. Vallandigham gave a
fiery speech in southern Ohio in support of the rebel effort. When General Burnside read reports of
the speech in the newspaper, he had Vallandigham arrested and sent to Boston
for trial. Lincoln eventually
exiled the Congressman to the South because he had some doubts about
incarcerating a sitting congressman for delivering a political campaign
speech. Vallandingham continued to
support the Southern cause from abroad and eventually became the famous “man
without a country.”
Two
other cases established contrary precedents during and after the Civil
War. The Merryman case
stemmed for the suspension of rights in Maryland and was brought to bar to
determine whether the President or the Congress had the power to suspend the
writ of habeas corpus. It
began on May 25, 1861, when John Merryman, a southern sympathizer and
secessionist from Maryland, was taken into military custody. He immediately asked to be released
under a writ of habeas corpus.
In
one of the oddities of history, the Chief Justice of the Supreme Court Roger B.
Taney, a Democrat appointed by President Jackson, sat in judgment on the case as
the circuit judge. Taney had
penned the infamous Dred Scott decision of 1857 which Lincoln had consistently
criticized in his campaign for president.
Now Taney and Lincoln crossed swords again.
In
arguing for the President's power to suspend the writ, Attorney General Bates
contended that the three great branches of the Government are coordinate; the
executive cannot rightly be subjected to the judiciary. The President, he maintained, is in a
peculiar manner their preserver and protector as the defender of the
Constitution.3 Moreover, it is the President's duty to put down a
rebellion because the courts are too weak to do so. Bates pointed out that the power of the Presidency does open
the way for possible abuse; however, it is just as true that a legislature may
be factious or a court corrupt.
The President cannot be required to appear before a judge to answer for
his official acts because the court would be usurping the authority of Executive
Branch.4 Bates contended that for any breach of
trust the President is answerable before the high court of impeachment and no
other tribunal.
In
filing his opinion, Taney responded that the President had no lawful power to
issue such an order and that a writ of habeas corpus should
preside. In Ex parte Merryman
Taney claimed that only Congress could suspend the privilege of the writ and
that the President, though sworn to "take care that the laws be faithfully
executed," had broken the laws himself. In a clever rhetorical ploy, Taney invoked the rule of
construction according to context.
He pointed out that the provision regarding habeas corpus appears
in that portion of the Constitution that pertains to legislative powers;
therefore, its suspension was a Congressional, not an executive
prerogative. Taney argued further
that the military authorities should reveal the day and cause of the capture of
Merryman and explain the reasons for his detention.5 Such requirements were, of course,
usual in civil affairs, but not in military ones.
In
a message to Congress on July 4, 1861, Lincoln answered Taney. He began by pointing out that he was
reluctant to suspend the writ, but that dire threats to the nation in general
and the military in particular required such action:
Soon after the first call for
militia it was considered a duty to authorize the Commanding General in proper
cases, according to his discretion, to suspend the privilege of the writ of
habeas corpus . . . This authority has purposely been exercised but very
sparingly. Nevertheless, . . . the
attention of the country has been called to proposition that one who is sworn
to "take care that the laws be faithfully executed" should not
himself violate them. Of course
some consideration was given to the questions of power and propriety before
this matter was acted upon. The
whole of the laws which were required to be faithfully executed were being
resisted . . . in nearly one-third of the States. Must they be allowed to finally fail of execution even had
it been perfectly clear that by the use of the means necessary to their
execution some single law, are in such extreme tenderness of the citizens
liberty that practically it relieves more of the guilty than of the innocent,
should to a very limited extent be violated? To state the question more directly, are all the laws but
one to go unexecuted, and the Government itself go to pieces, lest that one
be violated? . . . But it was not believed that this question was
presented. It was not believed
that any law was violated. The
provision of the Constitution . . . is equivalent to a provision - is a
provision - that such privilege may be suspended when, in cases of rebellion or
invasion, the public safety does require it. It was decided that we have a case of rebellion . . .6
As with Dred Scott, Taney stuck to the letter of the law and
read the Constitution strictly.
Lincoln sought refuge in a higher law: the law of survival. He gave his defenders grist for their
propaganda mills by claiming that his suspension of the privilege of the writ
of habeas corpus did not violate any law. According to Lincoln, the Constitution was "silent as
to . . . who, is to exercise the power" of suspension.7 He would not release Merryman, even in
the face of Taney's writ. In 1863,
the Congress passed the Habeas Corpus Act, giving Lincoln the power he
had already exercised.
Lambdin
P. Milligan was arrested on October 5, 1864, by order of General Hovey, in
command at Indianapolis; he brought Milligan before a military commission on
charges of 1) conspiring against the government of the United States; 2)
affording aid and comfort to the Rebellion against the authorities of the
United States; 3) inciting an insurrection; 4) disloyal practices; 5) violation
of the laws of war.8
Milligan, along with others, was a suspected member of Vallandigham's
secret anti-war society, the Sons of Liberty. Milligan's threat to the Union would appear on the surface
to be much greater than Vallandigham's and have much less to do with First Amendment
issues. However, since the case
would reverse Vallandigham and finally overrule what Lincoln did with
Merryman, it is important that we
consider it.
The
military commission sentenced Milligan to be hanged on May 19, 1865. Milligan petitioned the United States
Circuit Court for a writ of habeas corpus. The controversy over Congressional versus Presidential power
was re-ignited. Attorney General
Stanbery and Benjamin F. Butler argued that:
The Commander-in-Chief has full power
to make an effectual use of his forces.
He must . . . have the power to arrest and punish one who arms men to
join the enemy in the field against him; one who holds correspondence with the
enemy; one who is an officer in an armed force organized to oppose him; one who
is preparing to seize arsenals and release prisoners of war taken in battle and
confined within his military lines . . . During the war his powers must be
without limit, because if defending, the means of offense may be nearly
illimitable.9
Milligan insisted, however, that the Military Commission had
no jurisdiction to try him upon the charges preferred, or upon any charge
whatever, because he was a citizen of the United States and the state of
Indiana. Moreover, he contended
that the right to a trial by a jury of peers was guaranteed to him by the
Constitution of the United States.10
The
Milligan case was decided in April, 1866. Justice Davis announced the court's opinion:
During the late wicked Rebellion, the temper
of the times did not allow that calmness in deliberation and discussion so
necessary to a correct conclusion of a purely judicial question. Then, considerations of safety were
mingled with the exercise of power; and feelings and interests prevailed which
are happily terminated. Now that
the public safety is assured, this question, as well as all others, can be
discussed and decided without passion or the admixture of any element not
required to form a legal judgement . . . [T]he Constitution of the United
States is a law for rulers and people, equally in war and in peace, and covers
with the shield of its protection all classes of men, at all times and under
all circumstances . . . [O]ne of the plainest constitutional provisions was
infringed when Milligan was tried by a court not ordained and established by
Congress, and not composed of judges . . . [A]nother guarantee of freedom was
broken when Milligan was denied a trial by jury . . . Martial law cannot arise
from a threatened invasion. The
necessity must be actual and present; the invasion real . . . It is difficult
to see how the safety of the country required martial law in Indiana . . .
Martial rule can never exist where the courts are open, and in the proper and
unobstructed exercise of their jurisdiction.
Chief Justice Chase concurred:
The power to make the necessary laws is
in Congress; the power to execute in the President . . . But neither can the
President, in war more than in peace, intrude upon the proper authority of
Congress, nor Congress upon the proper authority of the President. Both are servants of the people . . .
nor can the President, or any commander under him, without the sanction of
Congress, institute tribunals for the trial and punishment of offenses, either
of soldiers or civilians, unless in cases of controlling necessity, which
justifies what it compels, or at least insures acts of indemnity from the
justice of the legislature . . . What we do maintain is that when the nation is
involved in war . . . it is within the power of Congress to determine to what
states or districts such great and imminent public danger exists as justifies
the authorization of military tribunals for the trial of crimes and offenses
against the discipline or security of the army or against the public safety.
Thus, the Court declared that the guarantees of such
freedoms as safeguard against arbitrary arrest, fair trial and Fifth Amendment
privilege are not to be set aside during war. Milligan's trial and conviction by a military commission
were overturned. The Court decided
that there was no indictment against Milligan, since the Habeas Corpus Act of
1863 stated that political prisoners who could not be indicted by the grand
jury should be released. Had the
war not ended before the Court decided Milligan’s fate, the result might have
been the same as Merryman’s.
The
tendency of the Supreme Court to uphold convictions of persons criticizing war
policy continued into the twentieth century. Three of the most important cases are, Schenck v. United
States (1919), Abrams v. United States (1919) and Gitlow v. New
York (1925).
The
courts found Abrams guilty of violating the law because he distributed
literature that called for a general strike and criticized President Wilson's
policy of sending troops into Russia opposing the Bolsheviks during the Russian
civil war at the end of World War I.
In dissent Oliver Wendell Holmes coined his famous phrase about
protecting speech in the "free marketplace of ideas." Claiming Abrams leaflets were
"silly," he argued that:
[The Socialists'] pronunciamentos
in no way attack the form of government of the United States. . . . I do not see how anyone can find the
intent required by the statute in any of the defendants' words. . . . In this case sentences of twenty years
imprisonment have been imposed for the publishing of two leaflets that I
believe the defendants had as much right to publish as the Government has to
publish the Constitution. . . .
[T]he best test of truth is the power of the thought to get itself accepted
in the competition of the market. . . . [T]he United States through many years
had shown its repentance for the Sedition Act of 1798, by repaying fines that
it imposed.
Holmes echoes Jefferson's challenge to a democratic republic
to allow error as others are free to refute it.11
Schenck
was the secretary of the Socialist Party of Philadelphia who circulated a paper
that gave specific instructions on how to avoid and obstruct the draft. It also endorsed acts of
insubordination by military personnel.
The circular clearly violated the Espionage Act of 1917. The question was whether the act was
constitutional. This time Holmes
wrote the majority position, arguing that Schenck presented "a clear and
present danger" to nation; therefore, his speech was not protected. It was tantamount to
"action." The most
famous section of Holmes decision reads:
The most stringent protection of
free speech would not protect a man in falsely shouting fire in a theatre and
causing a panic. . . . The
question in every case is whether the words are used in such circumstances and
are of such nature as to create a clear and present danger that they will bring
about substantive evils that Congress has a right to prevent. When a nation is at war many things
that might be said in time of peace are such a hindrance to its effort that
their utterance will not be endured so long as men fight . . .12
This last line demonstrates that Holmes is in the tradition
of Lincoln. The entire opinion
demonstrates that for Holmes the question of harm is a matter of “ proximity
and degree,”13 standards that return again and again in
such cases.14
We
should also note that the Schenck decision flows from English philosopher John
Stuart Mill’s famous position that the primary function of government was
protect its citizens from harm. In
his book On Liberty, Mill attempted differentiate between providing the
greatest good for the greatest number from overriding individual
liberties. Both Holmes and Mill
argue that individual liberties are worth very little if personal security is
not guaranteed. Hence speech that
presents a clear and present danger must be curtailed.
Gitlow
was also a Socialist agitator arrested in New York for his advocacy. In this famous 1925 case, the Supreme
Court incorporated the First Amendment through the Fourteenth and applied it
against the states for the first time.
Their rationale was that freedom of expression was part of "due
process" and "equal protection of the law." Just as important was Justice Holmes'
dissenting opinion that "Every idea is an incitement," in fact, if
something is worth saying, it is going to offend someone.15 Thus, we need to be very careful about
what we censure in the name of preventing violence.
The
related issue of pamphleteering and demonstrating in some areas and not in
others has been examined by the Supreme Court in several cases. Government usually claims that the
restrictions are mere restrictions of time, place and manner, but do not affect
content of expression. In Heffron
v. International Society for Krishna, 452 U.S. 640 (1981) the Supreme Court
ruled that agencies had the right to limit to stations the sale of materials
and the solicitation of contributions. However, the Court set out a four part
test for such ordinances: 1) The restriction cannot be based on content. 2) It must advance a government
interest. 3) The agency must prove
that there were no less restrictive means available to advance the government
interest. 4) The regulation is
valid if alternate means of expression are available. The Courts have also allowed bans on the grounds that demonstrators
and even Paparazzi invade privacy and/or endanger clients.16
During
the early 1950s, the Supreme Court ruled that the Smith Act of 1939, which prohibited
calling for the violent overthrow of the government, was constitutional. The case establishing this principle
began in July, 1948, when the Federal Bureau of Investigation arrested six
members of the Communist Party in their New York City offices. Eventually eleven members of the
leadership of the Party were brought to trial for teaching and advocating
"the overthrow and destroying any government in the United States by force
and violence," a violation of the Smith Act of 1939.17
The
eleven, which included Eugene Dennis, Secretary of the Communist Party, were
convicted despite protests from presidential candidate and former Vice
President Henry Wallace and the American Civil Liberties Union. They were fined $10,000 each and
sentenced to five years in jail. In
1951 the Supreme Court upheld the Dennis decision with Justices Hugo Black and
William O. Douglas strongly dissenting.18
Chief
Justice Vinson wrote the plurality decision in which he argued that the leader
of a group who instructs it about violent action is as guilty as the group who
commits the action. Vinson relied
on Judge Learned Hand's theory that the speech is transformed into action at
the moment of incitement or instigation.19 Had we not been at war
with Communist China in Korea at the time of this decision, it might have been
different. Or had the country not
been in the grip of a paralyzing fear of Communism because it had spread over
half of Europe and a large portion of Asia, the Supreme Court might have
returned to its previous position of protecting membership in the Communist
Party in America saying it was a movement no different from many others.20 In his dissent in Dennis v. U.S.,
Justice Douglas said:
Communists in this country have
never made a respectable or serious showing in any election. I would doubt that there is a village,
let alone a city or county or state, which the Communists could carry. Communism in the world scene is no
bogeyman; but Communism as a political faction or party in this country clearly
is. . . . The First Amendment . .
. . does not mean that the Nation need hold its hand until it is in such weakened
condition that there is no time to protect itself from incitement to
revolution. Seditious conduct
can always be punished. But the
command of the First Amendment is so clear that we should not allow Congress to
call a halt to free speech. . . .
the First Amendment makes confidence in the common sense of our people
and in their maturity of judgment the great postulate of our democracy. . .
. Unless and until extreme and
necessitous circumstances are shown our aim should be to keep speech unfettered
and to allow the processes of law to be evoked only when the provocateurs among
us move from speech to action.21
Thus, Douglas and Black sought to draw a definitive line
between speech and conduct and keep the Congress from crossing it.
Four
years after the "police action" ended in Korea and three years after
the fall of Senator McCarthy, the Supreme Court ruled in Yates v. United
States (1957) that fourteen members of the Communist Party who had been
arrested in California for calling for the violent overthrow of the government
were not guilt of advocating specific illegal activity. They were instead engaged in advocacy
of an ideology. The crucial
opinion in Yates was written by Justice Harlan, who believed that there
was a significant difference between speech (belief) and action.22 This ruling effectively gutted the
Smith Act of 1939, though it remains on the books to this day. Yates was later revised further
in the Brandenburg case (see Chapter 6), which gave even further
latitude to speakers advocating violent activity.
The
Vietnam War caused another set of important cases to come before the Supreme
Court, the most important of which were U.S. v. O’Brien (1968 ) and Cohen
v. California (1971). Violating
a federal law against destruction of draft cards, O’Brien burned his draft card
on the steps of a Boston courthouse to protest the war in Vietnam. He appealed his conviction on the
grounds that his act was symbolic speech protected by the First Amendment. When the case reached the Supreme
Court, it established a four part test for determining whether expressive
conduct could be punished. In the
Supreme Court’s words, the government could regulate speech “if it is within
the constitutional power of the government; if it furthers an important or
substantial interest governmental interest; if the governmental interest is
unrelated to the suppression of free expression; and if the incidental
restriction on alleged First Amendment freedom is no greater than is essential
to the furtherance of that interest.” 23 In O’Brien
the Court found for the government by making a distinction between conduct,
which could be regulated, and expression, which could not. Chief Justice Warren, writing for the
Court, concluded that “We cannot accept the view that an apparently limitless
variety of conduct can be labeled ‘speech’ whenever the person engaging in the
conduct intends thereby to express an idea.”24 The conduct of
burning the card violated a specific law which advanced a significant
government interest: the Selective Service’s ability to check the draft status
of citizens.25
Paul
Robert Cohen challenged the war in a different way. While walking in a corridor of the Los Angeles County
Courthouse, Cohen was arrested wearing a jacket with the words “Fuck the Draft”
written on the back. He arraigned
under a law which prohibited “maliciously and willfully disturb[ing] the peace
. . . by offensive conduct” and sentenced to 30 days in jail. Cohen claimed his First Amendment
rights were violated because he intended no act of violence and only meant to
comment on the draft for what he believed was an immoral war. The Supreme Court ruled in favor of
Cohen on the grounds that the law punished only his speech, and not his
conduct. Justice Harlan spoke for
the majority when he wrote, “This case cannot be said to fall within those
relatively few categories of instances where prior decisions have established
the power of government to deal more comprehensively with certain forms of
individual expression simply upon showing that such a form was employed. This is not, for example, an obscenity
case.”26
The
Court revisited this issue in Texas v. Johnson.27 During the 1984 Republican Convention
in Dallas, Gregory Johnson burned a U.S. Flag to protest the policies of the
Reagan administration. His act
violated a Texas law against burning the U.S. flag. In a five to four decision, the majority of the Court
overturned the Texas law as it would later overturn a U.S. law on the same
subject. Writing the majority,
Justice Brennan claimed that Johnson’s case differed with that of O’Brien
because Johnson’s action was expressive and no compelling government interest
would be advanced by suppressing it. “The state need not worry that our holding
will disable it from preserving the peace.” Furthermore, unlike the law under which O’Brien was
prosecuted, the Texas law was not content neutral.28
The
history and cases reviewed above are important because they provide lessons for
contemporary society. On September
11, 2002, for example, the United States sustained a terrorist attack on the
World Trade Center in New York City and the Pentagon in Washington, D.C. In the wake of the tragedy, the
Congress and the president assessed whether new laws should be written that
might curtail civil liberties. By
November 10, 2001, nearly 1,200 persons were arrested on suspicion of helping
the conspirators, of committing related crimes, or of being material witnesses
to terrorist activities. Soon stories
of abuse of detainees began to emerge. U.S. immigration officials prevented
detainees in Wisconsin, Illinois, and Indiana from visiting with lawyers. The INS reported that 26 jails across
the country had misapplied INS procedures; the Service began speeding up
processing on October 26th.29
Another
measure of threats to civil liberties, as we have seen, is the nature of the
legislation passed during the crisis.
Congress quickly passed the legislation proposed by the administration
to deal with the current crisis in the United States. It allows a single federal district court to authorize the
“trapping” of phone numbers anywhere in the United States.30 These “roving taps” allow interception
of electronic evidence such as e-mail and a history of numbers called from or
to tapped phones and e-mail. The legislation
gives wider latitude to the special court that authorizes wiretaps on suspected
agents of foreign powers.31
The legislation allows information concerning foreign agents in the
United States to be shared among government agencies.32 The legislation allows the Immigration
and Naturalization Service to detain aliens up to seven days.33 It permits the Attorney General to
detain “terrorist aliens” and expands the definition of terrorist
activity. The district court of
the District of Columbia has been given exclusive jurisdiction over such
cases. The legislation ends the
statute of limitation on the newly defined terrorist activities and increases
the maximum sentence to life imprisonment.34 Finally, the new law bans possession of biological agents
that pose a threat to national security unless the possession would serve
peaceful purposes.
After
the President signed the legislation, Immigration and Naturalization Service
Commissioner James Ziglar and Attorney General John Ashcroft outlined the new
rules that had been put in place.
The federal government’s ability to deny visas to and deport immigrants
who “endorse” terrorism was stressed.
The Attorney General designated 46 “terrorist organizations” around the
world. Any linkage to any of these
organization can now be used as a justification to deny a visa or to deport an
immigrant or visitor. The Attorney
General also established a task force to track foreign terrorists.
The
new rules give the Federal Bureau of Investigation broad latitude to conduct
surveillance and information gathering.
While these methods are not prohibited by the Constitution, any evidence
obtained in violation of the Constitution may not be used in court. For example, the Fifth Amendment provides
a right to avoid self-incrimination.
However, there is no prohibition per se of the F.B.I. obtaining a
confession, for example, to apprehend other terrorists; only the fruits of that
confession would be unusable in court.
The evidence could be used in a non-criminal case, such as a deportation
hearing. Also it should be noted
that if a witness were granted “use immunity,” nothing confessed could be used
against that witness; however, the witness could be compelled to answer
questions pertaining to a crime and those linked to it. The due process clause of the
Constitution only precludes coercion that shocks the conscience of the
court. Thus, if the injection of
truth serum could lead to the prevention of a terrorist act, it likely would be upheld, just as
extracting blood from a drunk driver has been upheld. Torture, on the other hand, has tended to be of such a
shocking nature, that it is prohibited.
Perhaps
the most controversial interpretation of the new legislation came on November
9, 2001, when Attorney General Ashcroft announced that federal prison officials
would be allowed to eavesdrop on conversations between inmates and their
lawyers. According to Ashcroft, as
long as officials had a “reasonable suspicion” that useful information was being
passed on to an attorney, they could listen in. Senator Patrick Leahy (D-Vt.) sent a letter to the Attorney
General demanding a rationale for the rule that appears to violate the Sixth
Amendment right to “assistance of counsel” for one’s defense.
The
next reduction of civil liberties came on November 13, 2001, when President
Bush agreed to allow military tribunals to try alleged terrorists. The order from the president said that
those that he designates as terrorists will be “placed under the control of the
secretary of Defense”, who shall have “exclusive jurisdiction” in these
matters. These agents of terror
may not appeal to “any court of the United States,” nor “any court of any
foreign nation or any international tribunal.” Aside from the infringement on foreign sovereignty implied
by this order, it is the starkest restriction of rights during war time since
the Civil War. (See above). The Bush Administration claimed it had
a precedent for taking such action with the Quirin case, wherein Nazi saboteurs
were apprehended in the Mayflower Hotel in Washington, D.C. in June of 1942
when two of their members defected.
Ten prosecutors tried the saboteurs in the Justice Department building
before a military tribunal. Six of
the saboteurs were executed on August 8, 1942, and the defectors were sent to
prison.35 If and when
terrorists are apprehended, it will be interesting to determine if their
circumstances are analogous to those of the Nazi saboteurs, who had been
delivered by a German U-Boat to U.S. shores during a declared war. The Milligan case, examined above,
would certainly protect American citizens from military tribunals, but foreign
nationals might present a different set of circumstances. Under current law, the president must
demonstrate that military tribunals are essential because the current system
does not allow for the timely prosecution of terrorists. However, the Administration could claim
that an open hearing might compromise national security. Secondly, the U.S. Constitution applies
to “persons” not just citizens who inhabit the country. Almost anyone in the country, as
illegal aliens have learned, can file a writ of habeas corpus unless
they inhabit an area that has been declared under marshal law or unless they
are “military combatants.” Others,
relying on Taney’s ruling in the Merryman case, claim that Congress must
legislate the procedure before the president can implement a suspension. In light of these and other arguments,
President Bush eventually restricted his tribunals policy to areas of actual
conflict overseas.
To
this point, we have seen that political speech is often threatened during times
of crisis, particularly war. We
have seen the Supreme Court is much more likely to uphold restrictions during
times of crisis, but often rescinds its decisions once peace has been
obtained. However, this has not
been the case when it comes to campaign reform legislation. In the name of preventing the
appearance and opportunity for corruption, the Supreme Court has allowed the
Congress to restrict campaign contributions, reveal political associations, and
will soon have to rule on whether certain interest groups can be restricted
from advertising a month before a primary and two months before a general
election. It is to this disputed
area that we now turn our attention.
Campaign Communication
Discourse
which attacks the policy of a government at war is a serious matter, as is
specifically advocating ways by which such a government can be overthrown. Traditionally, however, Americans have
not accorded the same importance political rhetoric. From colonial times to the present, campaign communication
has been filled with innuendo, promises, half truths and the like. In the 1952 presidential campaign, the
first political advertisement were televised; they were amateurish, cartoon
like, and short on specifics. In
1964, the first "negative" political advertisement was put on the air
in presidential campaign. It
depicted a small girl picking petals from a daisy as the narrator called out a
count down to nuclear war. Run
only once because of protests, the advertisement was clearly an attack on the
policies of Republican candidate Senator Barry Goldwater by the sitting
President Lyndon Johnson. Negative
or attack advertising has been with us ever since.
Attempts at Reform: Buckley v. Valeo
In
the wake of Watergate, a passel of requirements were added to the Federal
Corrupt Practices Act of 1925 and the Federal Election Campaign Act of
1971. Along with requiring full
disclosure of contributions to a federal campaign,36the new rules
limited individual contributions to $1,000 per election, prohibited corporate
contributions,37 and established that employees could
contribute to a campaign only by forming political action committees (PACs)
which could make maximum contributions of $5,000 per candidate per
election. No individual would be
allowed to give more than $5,000 to a PAC or $25,000 overall to federal
candidates during a single year.
The new law also carefully monitored and limited what a political party
could contribute to its candidates and what corporations or unions could
"contribute in kind" -- equipment, services, travel, and the
like. Political parties were
forced to allocate their contributions based on population formulas, but they
could provide money to and in states for the purpose of "party building
activities." This provision
opened the law to what is called "soft money:" contributions given to
the party for grassroots and party building activities were allowed under
amendments to the FECA passed in 1979.
These activities are not subject to the limitations of the Federal
Election Campaign Act or the regulations of the FEC, nor are certain activities
of corporations and unions, including corporate communication to stockholders,
labor communications to its members or their families, non-partisan voter
registrations and get-out-the-vote activities, and creation of political action
committees. Soft money may also
take the form of issue advocacy by for-profit, non-profit, and labor
organizations as long as they are not coordinated with a candidate.
Further,
the law provided for public financing of presidential nominating conventions
and for matching funds to help pay for presidential primary and general
election campaigns. In return for accepting matching funds, presidential
candidates are limited in how much they may spend overall. If they refused matching funds, they
could spend their money in an unrestricted way.
Senator
James L. Buckley, a Conservative Republican Senator from New York and Eugene J.
McCarthy, a liberal Democrat and former Senator from Minnesota, brought
suit. They argued that the rules
infringed on freedom of expression because the more money a campaign has at its
disposal, the more media time it can buy to communicate its message. They also argued that campaign
contributions were tantamount to symbolic speech, the contributed money being
the same as an endorsement. The
Supreme Court, in a curious decision in 1976, ruled that the restrictions on
contributions were constitutional but that the spending limitations were not. The former, said the Court, were
appropriate ways of controlling undue influence in a campaign; the latter,
however, restricted freedom of expression. Despite Chief Justice Warren Burger’s argument that
"Contributions and expenditures are two sides of the same First Amendment
coin” ( p. 241), the majority believed that contributors have alternative
avenues of expression not available to candidates. Furthermore, despite an
argument that the disclosure provision violated the rights of free association
and privacy, the Court held that the government had a compelling interest in
preventing a “corrupting” influence that overrode freedom of association.
Finally, the Court held that the provisions regarding minor parties’ matching
funds and ballot access did not violate the Due Process Clause of the Fifth
Amendment.
The
decision is long and complex, with Justices joining and dissenting on various
parts of various opinions. An
analysis of the decision reveals that the shifting contexts created a barrier
to consensus, though the majority was able to cobble together a compromise.
They acknowledged that “The First Amendment protects political association as
well as political expression” unless a compelling government interest can be
advanced by a narrowly constructed regulation (p. 15). For some, Watergate verified the government’s
argument that it had a compelling interest. For others, the First Amendment context was more compelling.
The
government had argued that illegal campaign expenditures were analogous to
burning a draft card. These
expenditures constituted conduct and therefore fell under the relatively lax O’Brien
rule that allowed for restrictions (see above).38 The Court in Buckley disagreed
with the government’s position on this issue in the Buckley case; it did
not “ . . .share the view that the present Act’s contribution and expenditure
limitations are comparable to the restrictions on conduct upheld in O’Brien.
The expenditure of money simply cannot be equated with such conduct as
destruction of a draft card” (p. 16). Moreover, the Court ruled:
Even
if the categorization of the expenditure of money as conduct were accepted, the
limitations challenged here would not meet the O’Brien test because the
governmental interest advanced in support of the Act involve “suppressing
communication.” The interests served by the Act include restricting the voices
of people and interest groups who have money to spend and reducing the overall
scope of federal election campaigns (p. 17).
Thus, the majority equated money and
speech, accepting the argument that money is symbolic speech. With this move,
the majority assured that the law would have to meet strict scrutiny if it were
to be upheld since it sought to restrict expressive conduct.
When
the Court examined the FECA’s restrictions on campaign spending in light of
strict scrutiny, it found the law wanting. The majority discounted “time, place
and manner restrictions” as a rationale for the law. The Court established those criteria in a number of cases
which argued that content neutral restrictions on time, place and manner of
speech were permissible if the state had a compelling interest to advance.39 In Buckley, the Court ruled:
The
critical difference between this case and [time, place and manner rulings] is
that the present Act’s contribution and expenditure limitations impose direct
quantity restrictions on political communication and association by persons,
groups, candidates, and political parties in addition to any reasonable time,
place, and manner regulations otherwise imposed (p. 18).
The
heart of the case for striking down the spending limitations came next:
A
restriction on the amount of money a person or group can spend on political
communication during a campaign necessarily reduces the quantity of expression
by restricting the number of issues discussed, the depth of their exploration,
and the size of the audience reached. . . . The electorate’s increasing
dependence on television, radio, and other mass media for news and information
has made these expensive modes of communication indispensable instruments of
effective political speech (p. 19).
However,
with regard to campaign contributions, the majority shifted contexts to find
that “the governmental interest in preventing . . . the appearance of
corruption is inadequate to justify [the] ceiling on independent expenditures”
(p. 45). They further ruled that contributions were not as analogous to speech
as were campaign expenditures:
[A]
limitation upon the amount that any one person or group may contribute to a
candidate or political committee entails only a marginal restriction upon the
contributor’s ability to engage in free communication. A contribution serves as a general
expression of support for the candidate and his views, but does not communicate
the underlying basis for the support. (p. 20-21).
Given
that the government has a compelling interest in preventing corruption or its
appearance, restricting large contributions goes to the heart of the problem,
while restricting expenditures does not. The majority claimed that these
restrictions would force campaigns to seek wider support, thereby involving
more people in campaigns. Finally, contributors may engage in direct
participation in the political process rather than contributing to candidates
who speak for them. The law does not prevent, but in fact encourages, voters to
organize with “like-minded” persons to support a candidate, which reinforces
the important element of freedom of association.40 The Court concluded
that “although the Act’s contribution and expenditure limitations both
implicate fundamental First Amendment interests, its expenditure ceilings
impose significantly more severe restrictions on protected freedoms of
political expression and association than do its limitations on financial
contributions” (p. 23).
The
final major issue addresses the right to associate with whom one pleases. The First Amendment guarantees “the
right of the people peaceably to assemble” in order to “petition the
government.”41 Like other First Amendment rights, it can
be limited only if the law advances a compelling government interest.42
It is difficult to see how the Court could rationalize curtailing a citizen’s
desire to support his or her association through a confidential contribution.
The Court did so by accepting appellees’ arguments that the government had a
compelling interest to advance: “prevention of corruption and the appearance of
corruption spawned by the real or imagined coercive influence of large
financial contributions on candidates’ positions and on their actions if
elected to office” (p. 25, italics added). Restrictions and incentives are set
in place to encourage broader participation (more candidates rather than one,
the formation of political action committees, direct involvement rather than
monetary support) and to reduce influence and associational strength (less
money per candidate). Evidently,
giving all of one’s money to one candidate is not a specific enough symbolic
message to warrant protection, and such a contribution gives an appearance of
corruption which justifies restricting freedom of assembly (p. 30).
The
Court then affirmed the use of a Presidential Election Campaign Fund for
primary campaigns, party nominating conventions, and general election campaigns
rejecting the First and Fifth Amendment claims of the appellants on the ground
that the law “furthers, not abridges, pertinent First Amendment values” (p.
93).
The
Dissenters
Five
justices dissented at various points but never coalesced into a majority on any
one issue. Chief Justice Warren Burger’s dissent is the most extensive. While
he agreed that “the need for disclosure outweighs individual constitutional
claims” (p. 236), he objected to the disclosure of small contributions, the
limitation on contributions, and the public financing of presidential
elections. Burger believed that small anonymous contributions could not corrupt
the system but if the donor were revealed, he or she could be punished or
harassed. He strongly opposed limits on contributions because they effectively
limit expenditures, which the majority claimed was unconstitutional. Burger
argued the majority simply could not have it both ways; all political campaign
“money translates into communication” or none of it does (p. 243).
Burger
also opposed public financing of presidential elections on the grounds that it
undercuts representative democracy. Like Justice Rehnquist, Burger believed the
Act allows the government to support certain parties over others and, with its
matching provisions, gives a preference to candidates who are talented at
raising money. Furthermore, a “candidate with substantial personal resources is
now given by the Court a clear advantage over his less affluent opponents, who
are constrained by the law in fund-raising, because the Court holds that the
‘First Amendment cannot tolerate’ any restrictions on spending” (p. 253). These problems have been caused by the
Court’s piecemeal approach to the act: “By dissecting the Act bit by bit, and
casting off vital parts, the Court fails to recognize that the whole of this
Act is greater than the sum of its parts” (p. 235).
After
Buckley
Issue
Advocacy
In
decisions that followed, the Court said that federal regulations could limit
donations for "communications that in express terms advocate the election
or defeat of clearly identified candidate[s] for federal office," but not
for more general "issue advocacy."43 In other words, independent advocates
could certainly speak out on important issues and not face restriction; but if
these same advocates urged voters to support or defeat a candidate, they could
be restricted. In 1986, the
Supreme Court ruled that federal regulations could limit donations for
"communications that in express terms advocate the election or defeat of
clearly identified candidate[s] for federal office," but not for more
general "issue advocacy".44 The Court affirmed that “individuals contribute to a
political organization in part because they regard such a contribution as a
more effective means of advocacy than spending the money under their own
personal direction.”45
The FEC soon clarified its rules with regard to advertising covered by
the Act: such advertising had to be close to the election date, advocate voting
for or against candidate, and suggest only one meaning.
These
rules were then tested in the courts and were upheld when the Supreme Court
denied certiorari46 in 1987 in a Ninth Circuit case, FEC
v. Furgatch.47 In so doing, the Court endorsed a three
part test to determine whether a communication is issue advocacy:
First,
even if it is not presented in the clearest, most explicit language, speech is
"express" for the present purposes if its message is unmistakable and
unambiguous, suggestive of only one plausible meaning. Second, speech may only be termed
"advocacy" if it presents a clear plea for action, and thus speech
that is merely informative is not covered by the Act. Finally, it must be clear what action is advocated. Speech cannot be "express advocacy
of election or defeat of a candidate" when reasonable minds could differ
as to whether it encourages a vote for or against a candidate or encourages the
reader to take some other kind of action.48
Partisan
Political Activity
In
1996 the Court expanded freedom of expression for political parties on a seven
to two vote when it rejected a move by the Federal Election Commission to fine
the Colorado Republican party for having funded radio ads that criticized the
record of the Democratic candidate for U.S. Senate. The Republican party was free to advocate the defeat of the
Democratic candidate as long as it did so independently of the Republican
candidate's campaign. If
coordination between the party and its candidate's campaign could be proved,
then the Republican party would have violated the law. The same rule applies to independent
PACs. "The independent
expression of a political party's view is 'core' First Amendment
activity," wrote Justice Stephen G. Breyer, a Clinton appointee.49
However, in Colorado Republican Committee v. FEC, 50
the Supreme Court ruled that First Amendment prohibited the application of any
provision of the FECA (1971) to political party expenditures made
independently.51
The ruling affirmed the standard practice of a major party collecting
soft-money from unions, corporations, and private individuals, passing that
money to state parties, and then state parties using the funds to attack
opponents of their candidates. The ruling allows for the conflation of
expenditures and contributions given the possibility for ear-marking
contributions to the national party.
While some justices sought to strike down the prohibition on
coordination with the party’s own candidate, enough justices disagreed to leave
this restriction in place. When
this case returned to the Supreme Court in June of 2001, the Republican Party
argued that this restriction on coordination was a violation of the free speech
rights of the parties, but the majority did not buy the argument. Justice Souter wrote for a five to four
majority in FEC v. Colorado Republican Federal Campaign Committee,52
re-affirmed the prohibition on coordination between the party’s and their own
candidates.
Spending
Limits
In
1998, the Court refused to take up a case in which campaign spending limits
imposed by the city of Cincinnati had been struck down. Even though 26 states has joined the
case as amici seeking to protect their spending limits, the Supreme
Court upheld the U.S. Court of Appeals ruling striking such limits down. But this was not the end of the
matter. In its most recent
rulings, the Court has moved back to the corruption context reflecting the
influence of the scandals of the 1996 campaign (see below).
By
far the most significant ruling was Nixon v. Shrink Missouri Government PAC in January of 2000.53
The PAC intentionally gave state auditor candidate Zev Fredman a contribution
that was over the state-imposed limits.
In the Eighth Circuit, the PAC and Fredman argued that the state law
violated their First and Fourteenth Amendment rights. The Court of Appeals
agreed, arguing that Buckley required courts to apply strict scrutiny to
state laws. Therefore, Missouri was required to demonstrate that the law
advanced a compelling interest and that the statutes were narrowly drawn.
The
Supreme Court overruled, arguing that Buckley is the authority for
comparable state limits on contributions and those limits need not be pegged to
the precise dollar amounts approved in Buckley. Justice David Souter,
writing for the majority, claimed that the possibility of the appearance of
corruption was enough of a compelling interest for the state to restrict
contributions in this case.
Current
Problems
Buckley
v. Valeo sent politicians scrambling for ways by which they could raise
money in small amounts, but gather enough contributions to meet their campaign
needs. The contribution limits
imposed in 1975 were not indexed for inflation. Five thousand dollars is a lot less money today than it was
in 1975, when the law was passed.
The loopholes created by the Court had several consequences. First, those running for office could
spend their own money in unlimited ways, a loop hole through which presidential
candidates John Connolly, Ross Perot and Steve Forbes, among others, have
driven.
Second,
direct mail solicitation became a way to generate huge amounts of money from
small donors. The Republican Party
became the party of the small donor by using very sophisticated direct mail
campaigns which build huge lists of supporters nationally but stay within the
letter of the law. In the first 18
months of the 1986 election cycle, over a decade after the Buckley decision,
the National Republican Senatorial Committee raised $59.6 million compared to
$6.8 million raised by its Democratic counterpart.
Third,
the "soft money" loophole meant that rich donors could give a great
deal of money directly to political parties. Cynics noted that it would not be difficult to channel such
money to the states where the donors' favorite candidates were running for
office thereby circumventing the intent of the law. This strategy was given some legitimacy by the decision in
favor of the Colorado Republican Party (see above) spending "soft" money
to advocate the defeat of Democrats as long as the Republican Party operated
independently of its own candidates.
From
1996 to 2000, campaign contributions by the 544 largest public and private
companies in America jumped 75% to $129 million.54 Soft money is the
fastest growing component of this sum, constituting over $50 million from
corporations.55 From January 1, 1995 to November 25,
1996, the Republican national committees reported raising $141 million in soft
money, an increase of 183% over the previous cycle. The Democrat national committees raised $122 million, an
increase of 237%. In the first
fifteen months of the 1997-98 cycle, the national Democratic and Republican
parties had raised a total of $90 million.56 Soft money may be
protected under the First Amendment because it would be difficult to restrict
money that was being used for issue advocacy. Perhaps that is why the FEC decided not to consider a
proposal to ban soft money in 1998.57
Finally,
with regard to soft money, the 1996 presidential campaign led to an influx of
foreign money into campaign coffers.
While foreigners are prohibited from contributing to federal campaigns,
green card holders are not.58 Furthermore, foreign groups, particularly
Asian groups, attempted to circumvent the law by passing money through American
citizens or American subsidiaries.
Both tactics are illegal if the money is spent directly on candidates;
however, if the money is given to parties as soft money, it may not be covered
under the statutes. John Huang, a
representative of the Indonesian based Lippo Group, an official at the
Democratic National Committee (DNC) and the Commerce Department, raised over $4
million for the Democratic Party primarily from Asian-Americans, some of whom
were used as conduits for foreign funds.59 Cheong Am America's $250,000 was returned when it was
pointed out to the DNC that the money was from a subsidiary of a South Korean
firm which had not yet generated revenues in the United States. Resident aliens Arief and Soroya
Wiriadinata donated $452,000 in twenty-three separate contributions to the DNC
of which $320,000 was donated after they returned to Indonesia. Since the couple did not file 1995
income tax returns, the DNC returned the money.
Political
Action Committees
Political
action committees (PACs) have also been criticized for a number of
reasons. They represent business
and labor interests upon which elected candidates may vote. PACs have been known to
"bundle" their contributions with other PACs which have similar
interests in order to increase the impact of the donation.
PACs
are the vehicles through which employees can shift money to campaigns. They grew to over 4,000 in 1986 and
have remained at about that level ever since. PAC contributors, including union and corporate members,
number over 4 million, and total donations to House and Senate campaigns in
1996 reached over $200 million.
Cantor reports that "Twenty-nine percent of House and Senate
general election candidates' funds came from PACs in 1996, up from less than
20% in 1976."60
With
regard to ending political action committee contributions, one could argue that
dollars given to political campaigns no longer represent corporations and
unions; they represent individuals who participate in campaigns by giving to
their favorite candidates through PACs to increase their influence. In 1996, the average contribution to a
PAC was only $120 a year.61
Political action committees provide a way for citizens to participate in
the political process and give some weight to that participation by joining
together with others who have similar interests. Millions of people contribute to PACs. As long as contributions must be fully,
promptly, and publicly disclosed, as they are now, it seems anti-democratic to
limit them.
Campaign
Costs
Obviously
the more expensive campaigns are, the more fundraising that is necessary.
Another problem is that campaigns are so expensive that they exclude many
candidates. The average cost of winning a House seat in 2000 was $847,000, up
from $87,000 in 1976; the cost of winning a Senate seat was $7.2 million, up
from $609,000 in 1976; House and Senate candidates spent over one billion
dollars in 2000, up from $115 million in 1976 (Cantor, 2002, p. 5). In 1996
over $400 million was spent on broadcast advertising by federal, state, and
local candidates in primary and general campaigns, up from $10 million in 1960,
or $53 million in adjusted 1996 dollars (Cantor, 1996, pp. 3-4).
The
Congress attempted to solve some of these problems with campaign reform
legislation signed into law (P.L. 107-155) by the president on March 27th,
2002. Provisions of the law which
prohibit special interest groups from running advertisements against federal
candidates 60 days before a general election and 30 days before a primary were
immediately challenged in court as were provisions ending soft money
contributions to the national parties.
Undoubtedly the case will go to the Supreme Court providing yet another
opportunity for the Court to modify and/or clarify its ruling in Buckley.
Why
might such a proposal face constitutional problems? First, we know that "compelled speech" and the
"compulsion to print"62 have been held
unconstitutional by the Supreme Court in the Miami Herald case. That precedent could easily be extended
to broadcasters if the Supreme Court believed the various rationales for the Red
Lion decision had been sufficiently eroded (see next Chapter).
Second,
in CBS v Democratic National Committee, the Court held that the mere
fact that broadcasters use the spectrum owned by the public does:
not
resolve the sensitive issues inherent in deciding whether a particular licensee
action is subject to First Amendment constraints. . . . Long before the impact and potential of
the medium was realized, Congress opted for a system of private broadcasters
licensed and regulated by the Government.
The legislative history suggests that this choice was influenced . . .
by a desire to maintain for licensees . . . a traditional journalistic role.63
If
broadcasters are tantamount to journalists, they may enjoy the same level of
protection as their print brethren.
Buckley
struck down the limits on campaign spending. That decision also allowed
candidates to use their own fortunes to fund their campaigns at any level; it
allowed corporate political action committees to bundle contributions for more
impact; it allowed issue advertising directed at opposition candidates as long
as no coordination with the favored candidate could be proven; it spawned
hugely successful direct mail campaigns which collected millions of dollars
from small givers. And of course,
the law itself never addressed the issue of soft money from individuals, unions
and corporations going into the parties’ war chests, which could then be
re-directed into federal campaigns in the name of “party building” and “issue
advocacy.”64 Thus, in the
name of equal treatment and by reworking congressional legislation, the Court
has created a system that favors the independently wealthy, the major parties,
and incumbents. If it wished to dispel the appearance of corruption, it
certainly failed since large donors could simply redirect their giving directly
to the national parties. In this way, Buckley has severely inhibited
efforts at campaign reform; though if the Nixon ruling is any
indication, the Court would again strike down attempts by Congress to limit
expenditures by candidates.
Study
Questions
1.
In what ways has freedom of expression been curtailed during national
emergencies?
2.
Why did the Supreme Court rule differently in the Milligan and Merryman
cases?
3.
What do the rulings in Schenck, Abrams, and Gitlow have in
common? How do they differ?
4.
Compare and contrast the Supreme Court rulings in Dennis and Yates?
5.
In the Buckley decision, how did the Supreme Court’s majority
rationalize restrictions on campaign contributions while striking down the
restrictions on campaign spending?
6.
What are the rules governing issues advocacy by independent groups in political
campaigns?
7.
What campaign practices remain in place which may give the “appearance of
corruption” in the current environment?
Simulations
1.
Congresswoman Ida Horowitz ran for re-election in the 38th Congressional
District in California. After she
has won the election, the Federal Election Commission discovered that the
wealthy land baron Randal Windsong had contributed $25,000 to Horowitz’'s
campaign. The Federal Elections
Commission fined on Horowitz’s campaign of $50,000 and another fine of $50,000
on Windsong. He appealed the
decision to the federal courts on several grounds: 1) it is his money and he
ought to be able to spend it as he sees fit, 2) limiting the amount he can give
to a candidate limits his free speech and his ability to endorse a candidate. Windsong loses at the appeals level
when the court cites the Buckely v. Valeo case and argues that money is
not speech, though it might be a symbol for it. Windsong, now joined by Horowitz, appeals to the Supreme
Court arguing that the Buckely case, such subsequent rulings as Nixon,
should be overturned because it is in contradiction with itself with regard to
contributions versus spending standards.
Both argue that money is equivalent to symbolic speech in a political
campaign, and therefore, protected speech under the Johnson v. Texas. The FEC replies that since Buckley
the Supreme Court has upheld spending limits and the Federal Elections Campaign
Act because eliminating the “appearance of corruption” is a compelling
government interest that justifies restrictions. Do you find for Horowitz and Windsong or the FEC? Side 4A =
Horowitz and Windsong; Side 4B = FEC.
Supreme Court: Who do you find for?
2.
During the Gulf War, Harry Hopkins distributed leaflets that encouraged young
men to “resign from the army” and to “sabotage machinery by putting sand in gas
tanks” if they stayed in the army.
The leaflets outline ways by which young men and women can leave the
army or sabotage tanks, trucks, and guns.
The leaflets call the war a “capitalist trick” and argue that the defeat
of the U.S. in the Gulf will mean the rise of a truly socialist government in
this country, which he claims is what we need: “Your actions will be the first
step in the war to overthrow the government of the United States as we know
it.” Hopkins is arrested when he
distributes his leaflets just five feet in front of an army recruitment center
in Los Angeles. The government
claims that Hopkins presents a clear and present danger to the United States
and that they are acting on a law passed by Congress in 1968 which prohibits
demonstrations against the war from coming within 50 yards of a recruitment
center. He is also charged with
violation of the Smith Act, which prosecutors find is still on the books. The Smith Act makes it illegal to call
for the overthrow of the government of the United States. The government cites Schenck, Abrams,
and Dennis, among other rulings to make its case under the Smith
Act. It cites Galella v.
Onassis and Heffron to defend the 1968 law prohibiting demonstrators
near recruitment centers. Hopkins
cites Yates and Gitlow to defend himself against the Smith Act
and cites Lee v. International Society for Krishna Consciousness and
appellate rulings that have struck down laws prohibiting demonstrators near
polling places and abortion clinics to defend himself again the 1968 law. When he loses, he appeals his
conviction to the Supreme Court.
Side 10A = Hopkins; side 10B = U.S. Government. Supreme Court: Do you find for Hopkins
or the U.S. government?
Notes
1. As the Supreme Court ruled in U.S. v.
Carolene Products in 1938:
There
may be narrower scope for operation of the presumption of constitutionality
when legislation appears on its face to be within a specific prohibition of the
Constitution, such as those of the first ten amendments, which are deemed
equally specific when held to be embraced within the Fourteenth. See Stromberg v. California,283
U.S. 359 , 369-370 ; Lovell v. Griffin, 303 U.S. 444, 452. It is unnecessary to consider now
whether legislation which restricts those political processes which can
ordinarily be expected to bring about repeal of undesirable legislation is to
be subjected to more exacting judicial scrutiny under the general prohibitions
of the Fourteenth Amendment than are most other types of legislation. On
restrictions upon the right to vote, see Nixon v. Herndon, 273 U.S. 536;
Nixon v. Condon, 286 U.S. 73; on restraints upon the dissemination of
information, see Near v. Minnesota ex rel. Olson, 283 U.S. 697 , 713-714
, 718-720 , 722 ; Grosjean v. American Press Co., 297 U.S. 233 ; Lovell
v. Griffin, supra; on interferences with political organizations, see Stromberg
v. California, supra, 369 ; Fiske v. Kansas, 274 U.S. 380; Whitney
v. California, 274 U.S. 357 , 373-378 ; Herndon v. Lowry, 301 U.S.
242, and see Holmes, J., in Gitlow v. New York, 268 U.S. 652 , 673 ; as
to prohibition of peaceable assembly, see De Jonge v. Oregon, 299 U.S.
353 , 365 .
4. President Nixon used the same argument during the Watergate crisis.
5. The military authorities, however, refused. See Ex parte Merryman, 17 Fed. Cas. 144.
6. James D. Richardson, ed., Messages and Papers of the President, vol. VI, (Bureau of National Literature and Art, 1897) 24-25.
7. This position was used by Democrats to justify the charge that Lincoln was a tyrant. This charge seems unjust given Lincoln's reluctance to suspend the writ. See "To Erastus Corning and Others" in Fehrenbacher.
8. Ex parte Milligan.
9. Ex parte Milligan.
10. Ex Parte Milligan.
11 One set of rulings relevant to the issue raised in Schenck and Abrams is the question of where and when one may demonstrate or distribute literature. The courts have ruled against restrictions on such speech near polling places (see Daily Herald v. Munro, 838 F. 2d 380 (9th Cir., 1988)) and but have upheld them with regard to abortion clinics.
14 See, for example, Ohio v. Brandenburg discussed below.
15. Gitlow v. New York, 268 U.S. 652, 673 (Holmes in dissent with Brandeis).
16In Lovell v. Griffin, 303 U.S. 444 (1938), the Supreme Court struck down a blanket ban on pamphleteering and leafleting in Griffin, Georgia. Chief Justice Charles Evans Hughes said that the ban was too broad and that the First Amendment clearly was meant to include pamphlets and leaflets in its protection of the press, particularly when you examine their role in the Revolution. In a similar case, both involved Jehovah’s Witnesses, the Supreme Court ruled in Cantwell v. Connecticut, 310 U.S. 296 (1940) that bans on door to door solicitation were a prior restraint on First Amendment activity. In Galella v. Onassis (353 F. Supp. 196, 487 F. 2d 986 (2nd Cir., 1973), 533 F. Supp. 1076)), the courts upheld an injunction against photographer Galella for invading the privacy of Jackie Onassis and her family. Other important cases on this issue include Clark v. Community for Creative Non-Violence, 468 U.S. 288, Boos v. Barry, 485 U.S. 312, Lee v. International Society for Krishna Consciousness, Inc., 505 U.S. 830. In the latter case, the Supreme Court ruled that distribution of material could not be prohibited, but solicitation of contributions could be prohibited.
17 Quoting the Smith Act, ch. 439, tit. I, section 2(a), 54 Stat. 670, 671 (1940). The current version on the books is 18 U.S.C. section 2385 (2000).
18. Dennis v. United States, 341 U.S. 494 (1951).
19. Hand wrote the Second Court of Appeals decision in Dennis in 1950. See United States v. Dennis, 183 F. 2d 201 (2d Cir. 1950). See particularly, 208.
20. See, Schneiderman v. United States, 1943.
25 The O’Brien opinion was reinforced in Community for Creative Non-Violence v. Watt, 468 U.S. 296 (1982), wherein the Supreme Court ruled 7 to 2 that sleeping in tents across from the White House was more tantamount to conduct than speech, even though it was meant to protest.
28 Texas v. Johnson makes clear that it concerns individual rights. That is, individuals are free to burn the flag as means of expression and free to wear or post other symbols, such as the Confederate battle flag, which might be offensive to others. The government on the other hand has no such right since the First Amendment applies to individuals not to the government.
29 This report goes on to point out that “judges are denying bond, closing hearings, and sealing documents” (Serrano, A4).
30 A “pen register” allows determining who was called by cell or other phones, and deciphers the number of the person called by a suspect in a criminal investigation. Before the Congress acted, if the government sought to “trap” numbers, it needed to obtain court permission in the state of origin.
31 The former rules required the government to show that there was probable cause that the suspect was gathering foreign intelligence.
32 The supposed firewall between the CIA and FBI is regularly breached de facto. The new acts authorized the practice de jure.
33 The limit before the legislation was two days.
34 The Internal Security Act of 1950 allowed the Attorney General to detain aliens who were members of the Communist Party. They were not allowed bail.
35 Attorney General Francis Biddle claimed that the Nazis could not use the precedent set in the Milligan case (see above) since he was an American citizen.
36. In FCC v. Akins, no. 96-1590, the Supreme Court is deciding in 1998 whether that rule applies to independent political advocacy group and with what stringency.
37. These were first banned in 1907.
38 United States v. O’Brien, 391 U.S. 367 (1968).
39 Heffron v. International Society for Krishna Consciousness, 452 U.S. 640 (1981).
41 United States v. Cruikshank, 92 U.S. 542 (1876).
42 Cox v. Louisiana, 379 U.S. 536 (1965).
43. 424 U.S. 1 (1976). See also Maine Right to Life, 914 F. Supp. at 12.
44 FEC v. Massachusetts Citizens for Life, 479 U.S. 238, 263 (1986).
49. Colorado Republican Party v. Federal Election Commission.
53 Nixon v. Shrink Missouri Government PAC, Slip op. No. 98-963 (2000).
54. "Donors: Survey Sheds Light on Firms that Play Politics," Los Angeles Times (September 21, 1997): A22.
55. PAC contributions constitute about the same amount; but are slower in growth.
56. This statistic is from Common Cause, which claimed that the Repubicans had raised $55.7 million in soft money and the Democrats had raised $34.3 million. "Money: More than Ever," Los Angeles Times (May 16, 1998), A6.
57. "Election Panel Seeks Alternatives to Outright Ban on 'Soft Money,'" Los Angeles Times (February 13, 1998): A4.
59. Ruth Marcus, "DNC Official Concedes 'Mistakes of Process,'" Washington Post (November 13, 1996): A4.
60. Joseph E. Cantor, Campaign Financing: Updated (Washington, D.C.: Congressional Research Service: Library of Congress, December 17, 1997), p. 1.
62. Miami Herald Co. v. Tornillo (1974).
2 U.S.C. Sec. 441b(b)(2).